CHRISTOPHER DANIEL TULLY is currently employed as a Broker and/or Investment Adviser at OPPENHEIMER & CO. INC. located at 750 WASHINGTON BLVD., 5TH FLOOR, STAMFORD, CT, 06901.
CHRISTOPHER DANIEL TULLY has worked at OPPENHEIMER & CO. INC. since February 17, 2009
Disclosure History
CHRISTOPHER DANIEL TULLY has 1 Disclosure Event(s).
Date: April 12, 1994 Category: Customer Dispute Allegations: [CUSTOMER] PURCHASED (INVESTED) $70,000INTO THREE LIMITED PARTNERSHIPS, REAL ESTATE AND OIL & GASPRODUCING PROPERTIES, DESIGNED FOR INCOME & POTENTIAL GROWTH,IN 1985. THEY WERE CONSIDERED SAFE INVESTMENTS BEFORE THE REALESTATE MARKET TOOK ITS TERRIBLE TURN IN THE LATE 80'S. Settlement Amount: $35,000.00 Broker Comment: THERE WAS NO PENALTY, NO FINE, NO ACTION. THISWAS A PRODUCT COMPLAINT FOR WHICH PAINE WEBER & CO. SETTLEDWITH CLIENT BUY BUYING THE PARTNERSHIPS BACK FOR AN AGREED UPONPRICE. PAINE WEBER CONSIDERS THE MATTER CLOSED, AS DOES THECLIENT. THE COMPLAINT WAS SETTLED FOR $35,000. THE BROKER DIDNOT CONTRIBUTE TO THE SETTLEMENT.I FEEL THIS WAS TOTALLY A PRODUCT COMPLAINT ANDNOT A BROKER COMPLAINT. IT WAS A TERRIBLE REAL ESTATE CYCLETHIS COUNTRY WENT INTO, ONE THAT COULD NOT HAVE BEENFORECASTED. I AM SORRY FOR EVER HEARING THE TERM "LIMITEDPARTNERSHIP" AFTER WHAT THEY HAVE DONE, AND EXPECT NEVER TORECOMMEND THEM AGAIN.
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