CLARENCE WILLIAM ROW is currently employed as a Broker and/or Investment Adviser at AMERIPRISE FINANCIAL SERVICES, INC. located at 1 SANSOME ST, STE 3500, SAN FRANCISCO, CA, 94104-4448.
CLARENCE WILLIAM ROW has worked at AMERIPRISE FINANCIAL SERVICES, INC. since October 08, 1990
Disclosure History
CLARENCE WILLIAM ROW has 1 Disclosure Event(s).
Date: February 04, 2004 Category: Customer Dispute Allegations: THE CLIENT ALLEGES I DID NOT DISCLOSE THE SURRENDER CHARGES FOR THE ANNUITY HE PURCHASED. IN ADDTION, THE CLIENT ALLEGES I PROCESSED TRANSACTIONS HE DID NOT FULLY AUTHORIZE Damage Amount Requested: $6,556.00 Broker Comment: THE FIRM FOUND I FULLY DISCLOSED THE ANNUITY SURRENDER CHARGES. IN ADDITION, THE FIRM FOUND THE CLIENT FULLY AUTHORIZED THE TRANSACTIONS WITHIN THE ANNUITY ON THE SIGNED APPLICATION.
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