CLARENCE CLIFFORD STRAHAM

CLARENCE CLIFFORD STRAHAM is currently employed as a Broker and/or Investment Adviser at CREWS & ASSOCIATES, INC. located at 521 PRESIDENT CLINTON AVENUE, SUITE 800, LITTLE ROCK, AR, 72201.

CLARENCE CLIFFORD STRAHAM has worked at CREWS & ASSOCIATES, INC. since May 10, 1995

Disclosure History

CLARENCE CLIFFORD STRAHAM has 2 Disclosure Event(s).

Date: March 13, 1990
Category: Regulatory
Initiated By: NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC.
Resolution: Decision & Order of Offer of Settlement SanctionDetails:
Sanctions: Censure
Broker Comment: Not Provided

Date: September 21, 1978
Category: Criminal
Charges: EMBEZZLEMENT
Disposition: STRAHAM PLEADED GUILTY TO THE OFFENSE OF LARCENY(MISDEMEANOR) STRAHAM WAS FOUND GUILTY, AND SENTENCED TO SERVE5 DAYS IN JAIL 2 YEARS SUSPENDED, AND PAY COSTS (FILE#78-CR-56883)
Broker Comment: Not Provided

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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