CLARK ROBERT BOYNTON

CLARK ROBERT BOYNTON is currently employed as a Broker and/or Investment Adviser at UBS FINANCIAL SERVICES INC. located at 38 EASTWOOD DRIVE, SUITE 400, SOUTH BURLINGTON, VT, 05403.

CLARK ROBERT BOYNTON has worked at UBS FINANCIAL SERVICES INC. since March 05, 1990

Disclosure History

CLARK ROBERT BOYNTON has 1 Disclosure Event(s).

Date: November 13, 2008
Category: Customer Dispute
Allegations: TIME FRAME: JAMUARY THRU SEPTEMBER 2008CLIENT ALLEGES THAT THE FAS FAILED TO FOLLOW THE CLIENT'S REQUEST TO LIQUIDATE HIS PORTFOLIO TO CASH. DAMAGES ESTIMATED TO BE IN EXCESS OF $5,000.
Damage Amount Requested: $5,000.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for CLARK ROBERT BOYNTON, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.