CLARK HAMPTON SWEPSTON is currently employed as a Broker and/or Investment Adviser at PRUCO SECURITIES, LLC. located at 108 LOCUST STREET, BECKLEY, WV, 25801.
CLARK HAMPTON SWEPSTON has worked at PRUCO SECURITIES, LLC. since June 24, 1983
Disclosure History
CLARK HAMPTON SWEPSTON has 1 Disclosure Event(s).
Date: December 16, 2008 Category: Customer Dispute Allegations: REGARDING THE 2008 PURCHASE OF A PRUDENTIAL PREMIER X ANNUITY CONTRACT, THE CLIENT ALLEGED MISREPRESENTATION CONCERNING THE GUARANTEES AND RISKS & ANNUITY LIVING BENEFIT. Broker Comment: THIS MATTER IS BEING REPORTED CONSISTENT WITH NASDR RULES PERTAINING TO THE REPORTING OF CERTAIN WRITTEN CUSTOMER COMPLAINTS. THE COMPANY BY THIS FILING MAKES NO ALLEGATIONS REGARDING THE ACTIONS OF THE REPRESENTATIVE.
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