CLAUDIA AVA BAGGOT

CLAUDIA AVA BAGGOT is currently employed as a Broker and/or Investment Adviser at PRUCO SECURITIES, LLC. located at 200 WOOD AVENUE SOUTH, 3RD FLOOR, ISELIN, NJ, 08830.

CLAUDIA AVA BAGGOT has worked at PRUCO SECURITIES, LLC. since February 04, 2013

Disclosure History

CLAUDIA AVA BAGGOT has 3 Disclosure Event(s).

Date: March 28, 2018
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: October 12, 2017
Category: Financial
Type: Compromise

Date: June 13, 2016
Category: Financial
Type: Bankruptcy
Disposition: Dismissed

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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