CLINT ROBERT VERHAGEN is currently employed as a Broker and/or Investment Adviser at CETERA FINANCIAL SPECIALISTS LLC located at 17075 SOUTH PARK, SOUTH HOLLAND, IL, 60473.
CLINT ROBERT VERHAGEN has worked at CETERA FINANCIAL SPECIALISTS LLC since March 05, 2008
Disclosure History
CLINT ROBERT VERHAGEN has 1 Disclosure Event(s).
Date: August 18, 2008 Category: Customer Dispute Allegations: REGARDING THE 2007 PURCHASE OF A PRUDENTIAL PREMIER INSURANCE POLICY, THE CLIENT ALLEGED MISREPRESENTATION CONCERNING REPLACEMENT OF A TRADITIONAL IRA ACCOUNT TO A VARIABLE ANNUITY IRA Broker Comment: THIS MATTER IS BEING REPORTED CONSISTENT WITH FINRA RULES PERTAINING TO THE REPORTING OF CERTAIN WRITTEN CUSTOMER COMPLAINTS. THE COMPANY BY THIS FILING MAKES NO ALLEGATIONS REGARDING THE ACTIONS OF THE REPRESENTATIVE
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