Clinton J J McGowan

Clinton J J McGowan is currently employed as a Broker and/or Investment Adviser at GOLDMAN SACHS & CO. LLC located at 25 BRITISH AMERICAN BLVD, LATHAM, NY, 12110.

Clinton J J McGowan has worked at GOLDMAN SACHS & CO. LLC since October 26, 2005

Disclosure History

Clinton J J McGowan has 3 Disclosure Event(s).

Date: April 27, 2017
Category: Financial
Type: Compromise
Disposition: Payment Plan

Date: April 12, 2016
Category: Financial
Type: Compromise
Disposition: Discharged

Date: October 13, 2015
Category: Financial
Type: Compromise
Disposition: Discharged

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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