CLYDE GOLDBERG

CLYDE GOLDBERG is currently employed as a Broker and/or Investment Adviser at HAZARD & SIEGEL, INC. located at 5793 WIDEWATERS PARKWAY, DEWITT, NY, 13214.

CLYDE GOLDBERG has worked at HAZARD & SIEGEL, INC. since March 16, 2016

Disclosure History

CLYDE GOLDBERG has 2 Disclosure Event(s).

Date: April 13, 2011
Category: Customer Dispute
Allegations: CLAIMAN ALLEGES RESPONDENT GAVE HIM NEGLIGENT ADVSICE REGARDING A 72(T) ELECETION.
Damage Amount Requested: $5,000.00
Settlement Amount: $25,000.00

Date: July 07, 2008
Category: Financial
Type: Bankruptcy
Disposition: Discharged
Broker Comment: SUBSTANTIAL DECREASE OF INCOME DUE TO THE ECONOMY, CHANGE OF B/D AND CRITICAL ILLNESS

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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