COBY VAN HARPER

COBY VAN HARPER is currently employed as a Broker and/or Investment Adviser at M HOLDINGS SECURITIES, INC. located at 9217 PARKWEST BLVD., STE. E4, KNOXVILLE, TN, 37922.

COBY VAN HARPER has worked at M HOLDINGS SECURITIES, INC. since December 03, 2015

Disclosure History

COBY VAN HARPER has 1 Disclosure Event(s).

Date: January 18, 2013
Category: Financial
Type: Compromise
Disposition: Direct Payment Procedure

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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