COLEMAN ANDREW WEBB is currently employed as a Broker and/or Investment Adviser at RAYMOND JAMES FINANCIAL SERVICES, INC. located at 1700 NW CIVIC DRIVE, SUITE 100, GRESHAM, OR, 97030.
COLEMAN ANDREW WEBB has worked at RAYMOND JAMES FINANCIAL SERVICES, INC. since November 06, 2017
Disclosure History
COLEMAN ANDREW WEBB has 1 Disclosure Event(s).
Date: August 26, 2014 Category: Employment Separation After Allegations Firm Name: JPMORGAN CHASE BANK Termination Type: Discharged Allegations: TERMINATED BY AFFILIATE BANK - NON SECURITIES RELATED. REGISTERED REP (RR), IN THE CAPACITY OF AN AFFILIATE BANK EMPLOYEE, OPENED A SAVINGS ACCOUNT FOR A BANK CUSTOMER FOR THE PURPOSE OF DEPOSITING A THIRD PARTY'S SETTLEMENT CLAIM CHECK INTO THE BANK CUSTOMER'S ACCOUNT AT THE DIRECTION OF THE BANK CUSTOMER AND THE THIRD PARTY. RR KNEW BANK CUSTOMER WAS HOLDING FUNDS FOR THIRD PARTY SO THIRD PARTY COULD CONTINUE TO RECEIVE SOCIAL SECURITY BENEFITS. RR FAILED TO REPORT THE DEPOSIT IN VIOLATION OF BANK POLICY.
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