COLTON WOLFF READING is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 10421 S JORDAN GTWY STE 600, DRAPER, UT, 84095-3902.

COLTON WOLFF READING has worked at LPL FINANCIAL LLC since December 17, 2014

Disclosure History

COLTON WOLFF READING has 1 Disclosure Event(s).

Date: February 08, 2016
Category: Customer Dispute
Allegations: The complainant alleges that his mother's money was put into an unsuitable investment in 2014.
Broker Comment: Internal case #201624396.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for COLTON WOLFF READING, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.