CONNELL JOSEPH TARR is currently employed as a Broker and/or Investment Adviser at PRUCO SECURITIES, LLC. located at 6 Bedford Farms Drive, Suite 109, Bedford, NH, 03110.
CONNELL JOSEPH TARR has worked at PRUCO SECURITIES, LLC. since May 09, 2014
Disclosure History
CONNELL JOSEPH TARR has 1 Disclosure Event(s).
Date: August 24, 2011 Category: Customer Dispute Allegations: IT IS ALLEGED THAT IN 2007, THE REPRESENTATIVE COLLUDED WITH A DE-LICENSED BROKER TO INDUCE THE COMPLAINANT TO MOVE HER INVESTMENTS WITHOUT NOTIFYING HER ABOUT UNDERLYING FACTS RELATING TO THE DE-LICENSED BROKER. IT IS STATED THAT THE COMPLAINANT ULTIMATELY DECIDED NOT TO MOVE HER MONEY TO THE FIRM. Broker Comment: INTERNAL CASE #201115738
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