CONRAD RUSSELL BEELER

CONRAD RUSSELL BEELER is currently employed as a Broker and/or Investment Adviser at PRINCIPAL SECURITIES, INC. located at 511 S Washington Ave, Lansing, MI, 48933.

CONRAD RUSSELL BEELER has worked at PRINCIPAL SECURITIES, INC. since January 28, 2013

Disclosure History

CONRAD RUSSELL BEELER has 2 Disclosure Event(s).

Date: April 11, 2013
Category: Customer Dispute
Allegations: CLIENT HAD A COMPLAINT ABOUT TAXES AS A RESULT OF LIQUIDATING HER ANNUITY.
Damage Amount Requested: $13,567.00
Settlement Amount: $12,091.00

Date: March 05, 2013
Category: Civil

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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