CONRAD STEPHEN HAYTHORNE is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 28202 CABOT ROAD, SUITE 500, LAGUNA NIGUEL, CA, 92677.
CONRAD STEPHEN HAYTHORNE has worked at MORGAN STANLEY since June 01, 2009
Disclosure History
CONRAD STEPHEN HAYTHORNE has 1 Disclosure Event(s).
Date: February 18, 1989 Category: Customer Dispute Allegations: CUSTOMER ALLEGED UNSUITABILITY INVESTMENTSUNDER THE KNOW YOUR CUSTOMER RULE (NYSE RULE 405). CLAIMANTALLEGES VIOLATED RULE 342 (R)(1). ALLEGED DAMAGES - $31,635.00. Damage Amount Requested: $31,635.00 Damages Granted: $5,200.00 Broker Comment: THE UNDERSIGNED ARBITRATORS HAVE DECIDED ANDDETERMINED IN FULL AND FINAL SETTLEMENT OF ALL CLAIMS BETWEENTHE PARTIES THAT: RESPONDENTS JOINTLY AND SEVERALLY SHALL PAYTO THE CLAIMANT THE SUM OF $4,400 REPRESENTING $4,000 AS ANAWARD ON THE CLAIM AND $400.00 AS RETURN OF COSTS. COSTS OF$800.00 ARE ASSESSED AGAINST RESPONDENTS. CONTACT:Not Provided
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