COREY BRIAN WOODHEAD is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 38 HANNAFORD DR, SCARBOROUGH, ME, 04074.
COREY BRIAN WOODHEAD has worked at LPL FINANCIAL LLC since February 14, 2018
Disclosure History
COREY BRIAN WOODHEAD has 2 Disclosure Event(s).
Date: February 12, 2013 Category: Customer Dispute Allegations: CLIENT ALLEGES REPRESENTATIVE RECOMMENDED THAT SHE LIQUIDATE AN INHERITED ANNUITY RESULTING IN A LARGE TAX LIABILITY. Damage Amount Requested: $51,631.00
Date: June 21, 2011 Category: Customer Dispute Allegations: CLIENT ALLEGES THE TRANSACTIONS WERE UNSUITABLE. IN ADDITION, THE CLIENT ALLEGES THAT HE WAS NOT COMPETENT TO MAKE THE INVESTMENT DECISIONS DUE TO INJURIES SUSTAINED FROM A PRIOR ACCIDENT. Damage Amount Requested: $5,000.00
More Information
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