CORIE ANNE LUSCH

CORIE ANNE LUSCH is currently employed as a Broker and/or Investment Adviser at FIDELITY BROKERAGE SERVICES LLC located at 100 HOWE DRIVE, COVINGTON, KY, 41015.

CORIE ANNE LUSCH has worked at FIDELITY BROKERAGE SERVICES LLC since July 11, 2016

Disclosure History

CORIE ANNE LUSCH has 7 Disclosure Event(s).

Date: March 04, 2016
Category: Financial
Type: Compromise
Disposition: Settled

Date: December 03, 2013
Category: Financial
Type: Compromise
Disposition: Settled

Date: November 04, 2013
Category: Financial
Type: Compromise
Disposition: Settled

Date: June 27, 2013
Category: Financial
Type: Compromise
Disposition: Settled

Date: June 20, 2013
Category: Financial
Type: Compromise
Disposition: Settled

Date: March 01, 2013
Category: Financial
Type: Compromise
Disposition: Settled

Date: March 02, 2011
Category: Financial
Type: Compromise
Disposition: Settled

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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