CORTES TREVOR BICKING

CORTES TREVOR BICKING is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 1107 E SILVER SPRINGS BLVD. #8, OCALA, FL, 34470.

CORTES TREVOR BICKING has worked at LPL FINANCIAL LLC since May 12, 2009

Disclosure History

CORTES TREVOR BICKING has 3 Disclosure Event(s).

Date: December 29, 2011
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: November 14, 2002
Category: Customer Dispute
Allegations: THE CLIENTS ALLEGE THAT MUTUAL FUNDS PURCHASED IN SEPTEMBER 2000 WHICH SUBSEQUENTLY DECREASED IN VALUE WERE UNSUITABLE.
Damage Amount Requested: $65,000.00

Date: August 12, 2002
Category: Customer Dispute
Allegations: CLIENT ALLEGES MISREPRESENTATION OF VARIABLE ANNUITY AT TIME OF SALE. NO SPECIFIC DAMAGES ALLEGED.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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