CORY DANIEL SAUCKE

CORY DANIEL SAUCKE is currently employed as a Broker and/or Investment Adviser at MML INVESTORS SERVICES, LLC located at 700 BAUSCH & LOMB PLACE, ROCHESTER, NY, 14604.

CORY DANIEL SAUCKE has worked at MML INVESTORS SERVICES, LLC since March 29, 2016

Disclosure History

CORY DANIEL SAUCKE has 2 Disclosure Event(s).

Date: January 14, 2016
Category: Judgment / Lien
Judgment/Lien Amount: $1,799.26
Judgment/Lien Type: Civil

Date: August 15, 1997
Category: Criminal
Charges: UNLAWFUL POSSESSION OF CONTROLLED SUBSTANCE
Disposition: Deferred Adjudication
Broker Comment: ON 08/15/1997 THE PROSECUTOR ADDED A MISDEMEANOR CHARGE OF RESISTING ARREST. THE CHARGE WAS DROPPED ON 09/12/1997. THE CHARGE DID NOT INVOLVE FALSIFYING INFORMATION

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for CORY DANIEL SAUCKE, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.