CORY JAMES SYNNESTVEDT

CORY JAMES SYNNESTVEDT is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 2033 N MAIN ST STE 600, STE 201, WALNUT CREEK, CA, 94596.

CORY JAMES SYNNESTVEDT has worked at WELLS FARGO CLEARING SERVICES, LLC since July 01, 2003

Disclosure History

CORY JAMES SYNNESTVEDT has 1 Disclosure Event(s).

Date: February 21, 2001
Category: Customer Dispute
Allegations: CLIENT ALLEGES THAT REGISTERED REPRESENTATIVE, CORY SYNNESTVEDT, CHURNED HER ACCOUNT, GAVE INAPPROPRIATE INVESTMENT ADVICE, CAUSED UNNECESSAURY SALES CHARGES, UPSET THE BALANCE OF HER ACCOUNT, AND DID NOT EXPLAIN RISKS RESULTING IN LOSSES OF $9,503.15.
Damage Amount Requested: $9,503.15

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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