Courtney E Fenton

Courtney E Fenton is currently employed as a Broker and/or Investment Adviser at CITIZENS SECURITIES, INC. located at 67 EDDIE DOWLING HIGHWAY, MAILSTOP: RI-185, N. SMITHFIELD, RI, 02896.

Courtney E Fenton has worked at CITIZENS SECURITIES, INC. since July 24, 2017

Disclosure History

Courtney E Fenton has 2 Disclosure Event(s).

Date: September 01, 2013
Category: Financial
Type: Compromise
Disposition: Charge Off

Date: May 01, 2013
Category: Financial
Type: Compromise
Disposition: Charged Off

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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