COURTNEY MICHAEL WOOD

COURTNEY MICHAEL WOOD is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 117 CALIENTE SANDS CT, RICHLAND, WA, 99352.

COURTNEY MICHAEL WOOD has worked at LPL FINANCIAL LLC since June 03, 2014

Disclosure History

COURTNEY MICHAEL WOOD has 1 Disclosure Event(s).

Date: August 24, 1996
Category: Criminal
Charges: 1. CRIMINAL IMPERSONATION2. FELONY3. DISMISSED4. N/A Charge Type: FELONY
Disposition: A)DISMISSEDB)12/12/1996C)N/AD)N/AE)N/AF)N/AG)N/A
Broker Comment: I WAS STOPPED BY A POLICE OFFICER FOR HAVING AN OPEN BEER IN PUBLIC. I WAS UNDERAGE, SO I TOLD HIM I WAS MY BROTHER.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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