CRAIG STEPHEN AVELLAR is currently employed as a Broker and/or Investment Adviser at RAYMOND JAMES FINANCIAL SERVICES, INC. located at 999 BISHOP STREET, FLOOR 2, HONOLULU, HI, 96813.
CRAIG STEPHEN AVELLAR has worked at RAYMOND JAMES FINANCIAL SERVICES, INC. since May 03, 2017
Disclosure History
CRAIG STEPHEN AVELLAR has 1 Disclosure Event(s).
Date: July 03, 1995 Category: Customer Dispute Allegations: ALLEGATIONS: (FALSE) THAT THE BROKER FAILEDTO FOLLOW CLIENTS INSTRUCTIONS TO COVER A SHORT POSITION INAPPLIED MATERIALS (AMAT), RESULTING IN A $14,246.00 LOSS. Damage Amount Requested: $14,246.50 Settlement Amount: $10,986.00 Broker Comment: THE FIRM SETTLED WITH [CUSTOMER] FOR $10,986.06. THE CLIENT MISREPRESENTED TO FIRM HER DESIRE TO COVER SHORT POSITION IN (AMAT). SHE AGREED TO WAIT FOR THE EARNINGS REPORT DUE 5-12-95. [CUSTOMER] DID NOT WANT TO COVER UNTIL THE REPORT WAS PUBLIC.
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