CRAIG ANDREW BORDEN

CRAIG ANDREW BORDEN is currently employed as a Broker and/or Investment Adviser at PFS INVESTMENTS INC. located at 770 W. COLLINS DRIVE, STE 202, CASPER, WY, 82601.

CRAIG ANDREW BORDEN has worked at PFS INVESTMENTS INC. since July 09, 2012

Disclosure History

CRAIG ANDREW BORDEN has 2 Disclosure Event(s).

Date: June 06, 2006
Category: Judgment / Lien
Judgment/Lien Amount: $1,547.00
Judgment/Lien Type: Civil
Broker Comment: STILL WAITING FOR PAPERWORK FROM COURT, THE ONLY THING THIS CAN BE IS A WORKERS COMPENSATION BILL THAT WORKER'S COMP DIDN'T PAY ON TIME. I TOOK WORKER COMPENSATION TO COURT .OVER THIS AND WAS PAID.

Date: March 26, 2003
Category: Judgment / Lien
Judgment/Lien Amount: $3,772.00
Judgment/Lien Type: Civil
Broker Comment: I HAVE NEVER BEEN ADVISED ABOUT THIS, I HAVE CALLED THE COLLECTION STR AND I SHOULD HAVE PAPER WORK BY TOMORROW ABOUT THIS ...WHICH IS OUTSIDE OF MY 14 DAYS.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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