CRAIG EDWARD FERTENBAUGH

CRAIG EDWARD FERTENBAUGH is currently employed as a Broker and/or Investment Adviser at AMERIPRISE FINANCIAL SERVICES, INC. located at 10175 FORTUNE PKWY, STE 204, JACKSONVILLE, FL, 32256.

CRAIG EDWARD FERTENBAUGH has worked at AMERIPRISE FINANCIAL SERVICES, INC. since June 30, 1998

Disclosure History

CRAIG EDWARD FERTENBAUGH has 1 Disclosure Event(s).

Date: December 07, 2010
Category: Customer Dispute
Allegations: THE CLIENT ALLEGED THE REGISTERED REPRESENTATIVE MISREPRESENTED THE VARIABLE ANNUITY PURCHASED IN JULY 2004.
Damage Amount Requested: $5,330.10

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All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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