CRAIG EUGENE FRIEDRICHSEN is currently employed as a Broker and/or Investment Adviser at VOYA FINANCIAL ADVISORS, INC. located at 3024 SW WANAMAKER RD STE 101, BLDG 51 STE 500, TOPEKA, KS, 66614.
CRAIG EUGENE FRIEDRICHSEN has worked at VOYA FINANCIAL ADVISORS, INC. since October 09, 2008
Disclosure History
CRAIG EUGENE FRIEDRICHSEN has 2 Disclosure Event(s).
Date: December 15, 2017 Category: Customer Dispute Allegations: The client alleged that the representative never made him aware that the REIT company retained the right to stop paying cash dividends in favor of dividend reinvestment. Damage Amount Requested: $5,000.00
Date: January 28, 2009 Category: Customer Dispute Allegations: CLIENT ALLEGES THAT 72T PAYMENTS WERE SET UP BY HER REGISTERED REPRESENTATIVE IN A MANNER DESIGNED TO AVOID ADVERSELY IMPACTING HER LIFETIME WITHDRAWAL GUARANTEE AMOUNT, AND THE 72T CALCULATION WAS SUBMITTED BY THE REGISTERED REPRESENTATIVE TO METLIFE FOR REVIEW; HOWEVER, METLIFE WOULD NOT AFFIRM OR DENY THE ACCURACY OF THE PROPOSED 72T AMOUNTS, AND THE 72T PAYMENTS RESULTED IN A REDUCTION OF CLIENT'S LIFETIME WITHDRAWAL GUARANTEE AMOUNT. Settlement Amount: $5,022.35 Broker Comment: THE CLIENT'S CONCERNS WERE INVESTIGATED BY AN UNAFFILIATED THIRD PARTY (THE ISSUING INSURANCE COMPANY) WHICH RESTORED THE LIFETIME GUARANTEED WITHDRAWAL BENEFIT RIDER TO REESTABLISH THE CONTRACT'S TOTAL GUARANTEED WITHDRAWAL AMOUNT.
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