CRAIG DAVID IRWIN

CRAIG DAVID IRWIN is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 71 BRADLEY RD, MADISON, CT, 06443.

CRAIG DAVID IRWIN has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since March 19, 1986

Disclosure History

CRAIG DAVID IRWIN has 1 Disclosure Event(s).

Date: October 27, 1989
Category: Customer Dispute
Allegations: CUSTOMER CLAIMED THAT UNSUITABLE TRANSACTIONSWERE PLACED IN HIS ACCOUNT UPON THE RECOMMENDATIONS OF FC.CLAIMED LOSSES OF $175,000.00.
Damage Amount Requested: $175,000.00
Settlement Amount: $41,000.00
Broker Comment: SETTLED FOR $41,000.00 - AWAITING SIGNED RELEASEFROM CUSTOMERMATTER SETTLED FOR LESS THAN 25% OF DAMAGES DUETO AGE OF CUSTOMER AND THE POSSIBILITTIES OF AN INCORRECTARBITRATION AWARD AND TO AVOID ANTICIPATED LEGAL COSTS WHICHCOULD EQUAL THE AMOUNT OF THE SETTLEMENT.

More Information

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