CRAIG NEYLAND LANG

CRAIG NEYLAND LANG is currently employed as a Broker and/or Investment Adviser at STEPHENS located at 401 EDWARDS ST., SHREVEPORT, LA, 71101.

CRAIG NEYLAND LANG has worked at STEPHENS since February 14, 2014

Disclosure History

CRAIG NEYLAND LANG has 1 Disclosure Event(s).

Date: October 15, 1990
Category: Customer Dispute
Allegations: VIOLATION OF NASD RULES OF FAIR PRACTICE,FEDERAL SECURITIES LAWS, FRADULENT AND NEGLIGENTMISREPRESENTATION, BREACH OF FIDUCIARY DUTY.
Damage Amount Requested: $1,000,000.00 Damages Granted: $9,662.00
Broker Comment: HOWARD WEIL LABOUISSE FRIDRICHS, INC. (HOWARDWEIL) AND CRAIG LANG (LANG) WERE FOUND JOINTLY AND SEVERALLYLIABLE AND ORDERED TO APY THE CLAIMANT $9,662.00. THE CLAIM WASFILED AGAINST LANG AND HOWARD WEIL AS THE ALLEGATIONS RELATEDTO CLAIMANT'S HOWARD WEIL ACCOUNT DURING THE YEARS 1979-1987.DURING THE HEARING, CLAIMANT [CUSTOMER] FORMALLYWITHDREW ALL CLAIMS OF EXCESSIVE TRADING, SHORT-TERM TRADING OFMUTUAL FUNDS, UNAUTHORIZED TRADING, ALL VIOLATIONS OF CRIMINALSTATUTES, ALL DAMAGES ON OPTIONS OR COVERED CALLS, ALL CLAIMSFOR LOSSES PRIOR TO 1983, ALL CLAIMS FOR NON-ECONOMIC ALLEGEDINJURY. HER CLAIMS WERE LIMITED TO TRANSACTIONS IN ANDRESULTING FROM SECURITIES SHE LOANED TO HER [THIRD PARTY]

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