CRAIG THOMAS LYMAN

CRAIG THOMAS LYMAN is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 5550 S. FT APACHE RD, STE 101, LAS VEGAS, NV, 89148.

CRAIG THOMAS LYMAN has worked at LPL FINANCIAL LLC since December 10, 2008

Disclosure History

CRAIG THOMAS LYMAN has 1 Disclosure Event(s).

Date: February 14, 1989
Category: Criminal
Charges: POSSESION OF AN UNREGISTERD FIREARM WHICH WAS NOT REGISTERD TO ME IN THE NATIONAL FIRE-ARMS REGISTRATION AND TRANSFER RECORD AS REQUIRED BY TITLE 26, UNITED STATES CODE, CHAPTER 53, IN VIOLATION OF TITLE 26, UNITED STATES CODE, SECTIONS 586(CD)- A TWO COUNT FELONY INDICTMENT TO WHICH I PLEAD GUILTY TO ONE COUNT, COUNT TWO WAS DISMISSED Charge Type: FELONY
Disposition: COUNT ONE - PLEAD GUILTY 5/15/1989 SENTENCED TO 5 MONTHS IN CUSTODY AND 5 MONTHS IN A HALFWAY HOUSE AND TWO YEARS OF SUPERVISED RELEASE (PROBATION. STARTED SERVING SENTENCE 7/10/1989 - COUNT TWO WAS DISMISSED
Broker Comment: IN LATE JANUARY 1989 I PURCHASED TWO UNREGISTERED FIREARMS IN SAN DIEGO, CA FROM A FEDERAL AGENT. ON FEBRUARY 14, 1989 THOSE FIREARMS WERE DELIVERED TO ME AND I WAS ARRESTED. THE INDICTMENT WAS A (2) COUNT INDICTMENT REFLECTING THE FACT THAT I PURCHASED (2) WEAPONS. I PLEAD GUILTY(DESCRIBED ABOVE) AND SERVED MY SENTENCE

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