CRAIG ROGER MCCUNE is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 1775 I STREET NW, SUITE 200, WASHINGTON, DC, 20006.
CRAIG ROGER MCCUNE has worked at MORGAN STANLEY since March 31, 2016
Disclosure History
CRAIG ROGER MCCUNE has 3 Disclosure Event(s).
Date: November 06, 2011 Category: Financial Type: Bankruptcy Disposition: Discharged
Date: March 26, 2003 Category: Customer Dispute Allegations: CUSTOMER CLAIMS THAT BROKER MISREPRESENTED INFORMATION ABOUT HER BOND PURCHASES INCLUDING THE INCOME THAT SHE WOULD RECEIVE AND THE VOLATILITY ASSOCIATED WITH THE INVESTMENTS. SHE ALSO COMPLAINS ABOUT THE SUITABILITY OF SEVERAL OF HER INVESTMENTS AND INDICATES THAT HER BROKER SHOULD HAVE LIQUIDATED HER RISKIER INVESTMENTS AT AN EARLIER DATE. TIME PERIOD: JULY 2001 - PRESENT. Damage Amount Requested: $265,000.00 Broker Comment: I COMPLETELY REFUTE THESE ALLEGATIONS. THE CLIENT'S INVESTMENTS WERE APPROPRIATE/SUITABLE AND THE NATURE AND YIELDS OF HER BOND FUND INVESTMENTS THOROUGHLY DISCUSSED. THE STOCK INVESTMENTS, MOST OF WHICH SHE OWNED PRIOR TO OPENING HER ACCOUNT AND SUBSEQUENTLY DEPOSITED, WERE CONSISTENT WITH HER STATED OBJECTIVES AND DISCUSSED FREQUENTLY.
Date: May 26, 1999 Category: Customer Dispute Allegations: ALLEGED UNAUTHORIZED TRADING BY HER HUSBAND IN HER ACCOUNT. CUSTOMER SOUGHT RESTITUTION OF $45000. Damage Amount Requested: $45,000.00 Settlement Amount: $22,468.00 Broker Comment: SETTLED FOR $22,468 TO AVOID THE EXPENSES AND UNCERTAINTY OF LITIGATION.
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