CRAIG DONALD OSTROM is currently employed as a Broker and/or Investment Adviser at NORTHLAND SECURITIES, INC. located at 2675 N MAYFAIR RD, SUITE 550, MILWAUKEE, WI, 53226.

CRAIG DONALD OSTROM has worked at NORTHLAND SECURITIES, INC. since November 07, 2007

Disclosure History

CRAIG DONALD OSTROM has 2 Disclosure Event(s).

Date: October 19, 2012
Category: Financial
Type: Bankruptcy
Disposition: Discharged

Date: November 29, 2001
Category: Customer Dispute
Allegations: UNSUITALBE INVESTMENT - LOST $6,000 OUT OF $6,462.94
Damage Amount Requested: $6,000.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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