CRAIG MATTHEW PRAVATA

CRAIG MATTHEW PRAVATA is currently employed as a Broker and/or Investment Adviser at AEGIS CAPITAL CORP. located at 510 BROADHOLLOW ROAD, SUITE 104, MELVILLE, NY, 11747.

CRAIG MATTHEW PRAVATA has worked at AEGIS CAPITAL CORP. since February 19, 2010

Disclosure History

CRAIG MATTHEW PRAVATA has 2 Disclosure Event(s).

Date: June 15, 2003
Category: Criminal
Charges: FELEONY POSS OF CONTROL DANGEROUS SUBSTANCE, 3RD DEGREE
Disposition: Dismissed
Broker Comment: DISMISSED

Date: September 21, 1996
Category: Criminal
Charges: ASSAULT WITH INTENT TO CAUSE PHYSICAL INJURYAND POSSESSION OF A WEAPON
Disposition: UNDOCKETED ARREST. PROSECUTION WAS DECLINED. SEEENCLOSED 343 LETTER.
Broker Comment: Not Provided

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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