Crystal Lynn Bergeron

Crystal Lynn Bergeron is currently employed as a Broker and/or Investment Adviser at EDWARD JONES located at 4767 HWY 1, RACELAND, LA, 70394.

Crystal Lynn Bergeron has worked at EDWARD JONES since June 21, 2012

Disclosure History

Crystal Lynn Bergeron has 8 Disclosure Event(s).

Date: January 31, 2018
Category: Financial
Type: Compromise
Disposition: SETTLEMENT

Date: September 25, 2017
Category: Financial
Type: Compromise
Disposition: SETTLEMENT

Date: May 03, 2017
Category: Financial
Type: Compromise
Disposition: SETTLEMENT

Date: January 26, 2017
Category: Financial
Type: Compromise
Disposition: SETTLEMENT

Date: December 15, 2016
Category: Financial
Type: Compromise
Disposition: SETTLEMENT

Date: March 28, 2016
Category: Financial
Type: Compromise
Disposition: SETTLEMENT

Date: November 23, 2015
Category: Financial
Type: Compromise
Disposition: SETTLEMENT

Date: November 10, 2015
Category: Financial
Type: Compromise
Disposition: SETTLEMENT

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for Crystal Lynn Bergeron, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.