CRYSTAL LYNN GARRETT

CRYSTAL LYNN GARRETT is currently employed as a Broker and/or Investment Adviser at AMERIPRISE FINANCIAL SERVICES, INC. located at 11 GREENWAY PLZ, STE 3000, HOUSTON, TX, 77046.

CRYSTAL LYNN GARRETT has worked at AMERIPRISE FINANCIAL SERVICES, INC. since August 05, 1996

Disclosure History

CRYSTAL LYNN GARRETT has 1 Disclosure Event(s).

Date: April 25, 2002
Category: Customer Dispute
Allegations: REPRESENTATIVE OF THE ESTATE IS ALLEGING THAT AROUND SEPTEMBER 2000, AEFA AND REGISTERED REPRESENTATIVE, GARRETT, ENGAGED IN FRAUDULENT MISREPRESENTATION, BREACH OF FIDUCIARY DUTY, AND BREACH OF CONTRACT, BECAUSE AN ANNUITY CONTRACT IN WHICH CUSTOMER WAS POA CHANGED DUE TO SPECIAL ENDORSEMENT, AND CUSTOMER CLAIMS SHE WAS UNAWARE OF CONTRACT CHANGES.
Settlement Amount: $8,500.00
Broker Comment: THE PARTEIS SETTLED THIS MATTER FOR $8500.00 AND THE ANNUITY CONTRACT WILL BE CASHED OUT FOR $88821.00.

More Information

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