CURT MATHEW BEYER is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 500 LA TERRAZA BLVD, STE. 150, ESCONDIDO, CA, 92025.
CURT MATHEW BEYER has worked at LPL FINANCIAL LLC since February 03, 2017
Disclosure History
CURT MATHEW BEYER has 4 Disclosure Event(s).
Date: December 10, 2008 Category: Customer Dispute Allegations: CLIENT ALLEGES THAT THE FINANCIAL ADVISOR MADE MISREPRESENTATIONS Settlement Amount: $27,781.56 Broker Comment: I, CURT BEYER, WAS NOT INVOLVED WITH NOR ASKED TO PARTICIPATE IN THE FINAL SETTLEMENT OF THE [CUSTOMER] RESOLUTION
Date: August 07, 2008 Category: Customer Dispute Allegations: CLIENT ALLEGES THAT THE FINANCIAL ADVISOR FAILED TO FOLLOW HIS INSTRUCTION TO ENTER A STOP LOSS ORDER. Damage Amount Requested: $15,628.60
Date: May 16, 2006 Category: Customer Dispute Allegations: CLIENT ALLEGES THAT FINANCIAL ADVISOR MADE UNSUITABLE INVESTMENT RECOMMENDATIONS. Damage Amount Requested: $5,772.00 Broker Comment: LETTER TO CUSTOMER DENYING ALLEGATIONS.
Date: April 20, 2001 Category: Customer Dispute Allegations: CUSTOMER'S ATTORNEY ALLEGES THAT FINANCIAL CONSULTANT MADE UNSUITABLE INVESTMENT RECOMMENDATIONS. Damage Amount Requested: $26,951.00 Settlement Amount: $20,000.00 Broker Comment: IN ORDER TO AVOID THE COSTS AND UNCERTAINTIES OF LITIGATION, MERRILL LYNCH MADE A BUSINESS DECISION TO SETTLE THIS MATTER.
More Information
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