CURTIS CORNELIOUS CLARK

CURTIS CORNELIOUS CLARK is currently employed as a Broker and/or Investment Adviser at CAPITAL CITY SECURITIES, LLC located at 1335 DUBLIN ROAD, SUITE 122 - D, COLUMBUS, OH, 43215.

CURTIS CORNELIOUS CLARK has worked at CAPITAL CITY SECURITIES, LLC since May 31, 2016

Disclosure History

CURTIS CORNELIOUS CLARK has 3 Disclosure Event(s).

Date: September 19, 2014
Category: Judgment / Lien
Judgment/Lien Amount: $1,454.16
Judgment/Lien Type: Tax

Date: July 11, 2013
Category: Judgment / Lien
Judgment/Lien Amount: $663.34
Judgment/Lien Type: Tax
Broker Comment: Family illness caused missed tax filing. Monthly payments being made.

Date: July 11, 2013
Category: Judgment / Lien
Judgment/Lien Amount: $1,662.74
Judgment/Lien Type: Tax
Broker Comment: Family illness caused missed tax filing. Monthly payments being made.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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