CURTIS KIM FRAZEE is currently employed as a Broker and/or Investment Adviser at AMERIPRISE FINANCIAL SERVICES, INC. located at 8045 LEESBURG PIKE, STE 500, VIENNA, VA, 22182.
CURTIS KIM FRAZEE has worked at AMERIPRISE FINANCIAL SERVICES, INC. since October 05, 2009
Disclosure History
CURTIS KIM FRAZEE has 1 Disclosure Event(s).
Date: September 07, 2000 Category: Customer Dispute Allegations: CLIENT ALLEGED UNSUITABILITY AND THAT HER INSTRUCTIONS WERE NOT FOLLOWED WHEN HIGH TECH STOCKS WERE PURCHASED CAUSING HER OVERALL PORTFOLIO TO DROP BY 4%. Damage Amount Requested: $10,000.00 Broker Comment: THIS ACCUSATION IS TOTALLY UNJUSTIFIED AND WITHOUT MERIT. THE PORTFOLIO WAS SUITABLE AND LOSSES WERE MODEST AND LESS THAN MARKET AVERAGES. I COMPLETLY DENY THIS ALLEGATION.
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