CURTIS ANDREW MCKAY

CURTIS ANDREW MCKAY is currently employed as a Broker and/or Investment Adviser at RBC CAPITAL MARKETS, LLC located at 111 ROCKVILLE PIKE, SUITE 825, ROCKVILLE, MD, 20850-5117.

CURTIS ANDREW MCKAY has worked at RBC CAPITAL MARKETS, LLC since September 23, 2005

Disclosure History

CURTIS ANDREW MCKAY has 2 Disclosure Event(s).

Date: May 04, 2015
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: May 04, 2015
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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