CURTIS EDWARD MCNEAL

CURTIS EDWARD MCNEAL is currently employed as a Broker and/or Investment Adviser at AMERIPRISE FINANCIAL SERVICES, INC. located at 47 Lynn Lane, Starkville, MS, 39759.

CURTIS EDWARD MCNEAL has worked at AMERIPRISE FINANCIAL SERVICES, INC. since January 24, 1989

Disclosure History

CURTIS EDWARD MCNEAL has 1 Disclosure Event(s).

Date: October 06, 2015
Category: Customer Dispute
Allegations: Plaintiffs allege that the Ameriprise defendants improperly recommended replacement of the deceased client's life insurance policies. Plaintiffs also allege breach of contract in connection with a financial plan and advice. Plaintiffs request $4.5 - $6 million in death benefits from the life insurance policies, $7,500 for the return of a financial plan fee, plus unspecified damages.
Damage Amount Requested: $6,000,000.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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