Curtis Walter

Curtis Walter is currently employed as a Broker and/or Investment Adviser at EDWARD JONES located at 26 W KARSCH BLVD, FARMINGTON, MO, 63640.

Curtis Walter has worked at EDWARD JONES since November 08, 2016

Disclosure History

Curtis Walter has 1 Disclosure Event(s).

Date: September 10, 2017
Category: Customer Dispute
Allegations: The client alleges the Financial Advisor misrepresented the purchase of CD's in August 2017.
Damage Amount Requested: $5,000.00
Settlement Amount: $7,962.52
Broker Comment: After completion of the firm's investigation, client's claim was resolved in the amount of $7,962.52. Financial Advisor was not required to contribute to the resolution.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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