CURTIS AARON YOHON

CURTIS AARON YOHON is currently employed as a Broker and/or Investment Adviser at COMMONWEALTH FINANCIAL NETWORK located at 7410 W. 145th Terr, Overland Park, KS, 66223.

CURTIS AARON YOHON has worked at COMMONWEALTH FINANCIAL NETWORK since February 01, 2001

Disclosure History

CURTIS AARON YOHON has 2 Disclosure Event(s).

Date: June 27, 2013
Category: Financial
Type: Bankruptcy
Disposition: Discharged

Date: July 25, 2011
Category: Customer Dispute
Allegations: CLAIMANTS ALLEGE ADVISOR PLACES THEM IN BOND FUNDS AND STOCKS THAT WERE UNSUITABLE.
Damage Amount Requested: $200,000.00
Settlement Amount: $90,000.00 11-02522

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for CURTIS AARON YOHON, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.