CYNTHIA SUSAN PASKETT

CYNTHIA SUSAN PASKETT is currently employed as a Broker and/or Investment Adviser at LINCOLN FINANCIAL ADVISORS CORPORATION located at 3165 EAST MILLROCK DRIVE, SUITE 300, SALT LAKE CITY, UT, 84121.

CYNTHIA SUSAN PASKETT has worked at LINCOLN FINANCIAL ADVISORS CORPORATION since August 26, 2004

Disclosure History

CYNTHIA SUSAN PASKETT has 2 Disclosure Event(s).

Date: May 17, 2010
Category: Financial
Type: Bankruptcy
Disposition: Discharged

Date: March 13, 1991
Category: Regulatory
Initiated By: IDAHO DEPARTMENT OF FINANCE
Allegations: SALE OF UNREGISTERED SECURITIES BY ANUNLICENSED SALESMAN; OMISSIONS OF MATERIAL FACT; ADVISINGCLIENTS TO USE FALSE OUT-OF-STATE ADDRESSES.
Resolution: Consent SanctionDetails:
Sanctions: Suspension Sanction Details: PER AGREEMENT AND ORDER, RESPONDENT AGREES TO 1)OFFER RESCISSION TO IDAHO RESIDENTS; 2) COMPLY WITH IDAHOSECURITIES ACT; 3) 6 MONTH SUSPENSION OF SECURITIES LICENSE INIDAHO; AND 4) 1 YEAR PROBATION AFTER BEING RELICENSED.
Broker Comment: I SPOKE WITH MARILYN SCANLAN, ATTORNEY, WAYNEKLEIN, BUREAU CHIEF, AND AN INVESTIGATOR ON A 45 MINUTECONFERENCE CALL. THEY DETERMINED THAT SINCE I CO-OPERATED WITHTHEM FULLY, EXPLAINED MY VIEW OF THE ALLEGATIONS TO THEIRSATISFACTION, THAT THE MATTER COULD BE RESOLVED WITHOUT APUBLIC HEARING. I FEEL THE SIX MONTH SUSPENSION IS FAIR,ALTHOUGH I STILL THINK SOME OF THE INFORMATION WE DISCUSSED WASNOT SOMETHING THAT I SHOULD BE PENALIZED FOR IN ANY WAY. IJUST DO NOT HAVE THE $ FOR ATTORNEY'S FEES AND DO NOT WISH TOFIGHT THIS MATTER ANY LONGER.

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