CYNTHIA LYNN ROBINSON-SCHMIDT is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 780 WIND WILLOW WAY, SIMI VALLEY, CA, 93065.
CYNTHIA LYNN ROBINSON-SCHMIDT has worked at LPL FINANCIAL LLC since February 27, 2007
Disclosure History
CYNTHIA LYNN ROBINSON-SCHMIDT has 2 Disclosure Event(s).
Date: October 02, 2008 Category: Customer Dispute Allegations: CLIENT ALLEGED AN UNSUITABLE RECOMMENDATION IN CONNECTION WITH HER INVESTMENT IN A VARIABLE ANNUITY PURCHASED ON MARCH 13, 2006. Damage Amount Requested: $11,084.00
Date: October 03, 1999 Category: Customer Dispute Allegations: SUITABILITY OF INVESTMENT PRODUCT Damage Amount Requested: $100,000.00 Damages Granted: $9,500.00 Broker Comment: STIPULATED AWARD: THE PARTIES HAVE ENTERED INTO A SETTLEMENT AGREEMENT
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