Dale Jordan Alimena

Dale Jordan Alimena is currently employed as a Broker and/or Investment Adviser at EDWARD JONES located at 8805 N 145TH EAST AVE, SUITE 106, OWASSO, OK, 74055.

Dale Jordan Alimena has worked at EDWARD JONES since October 21, 2014

Disclosure History

Dale Jordan Alimena has 3 Disclosure Event(s).

Date: June 18, 2014
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: June 18, 2014
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: March 02, 2012
Category: Financial
Type: Bankruptcy
Disposition: Discharged
Broker Comment: AS A RESULT OF A COST SAVING RE-ORGANIZATION, BY MY EMPLOYER, THE CITY OF TULSA, MY JOB WAS ELIMINATED RESULTING IN ME HAVING TO ACCEPT A LOWER PAYING POSITION TO REMAIN EMPLOYED WITH THEM. IT CREATED A FINANCIAL HARDSHIP I COULD NOT RECOVER FROM.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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