DALE FREDERICK IRELAND is currently employed as a Broker and/or Investment Adviser at STIFEL, NICOLAUS & COMPANY, INCORPORATED located at CREEKSIDE PLAZA 50 CITIZEN'S WAY, SUITE 200, FREDERICK, MD, 21701.
DALE FREDERICK IRELAND has worked at STIFEL, NICOLAUS & COMPANY, INCORPORATED since March 08, 2012
Disclosure History
DALE FREDERICK IRELAND has 1 Disclosure Event(s).
Date: May 12, 1995 Category: Customer Dispute Allegations: THE [CUSTOMER'S] AND [CUSTOMER] ALLEGE THAT MR.IRELAND RECOMMENDED INVESTMENTS IN LIMITED PARTNERSHIPS THATWERE UNSUITABLE FOR THEM. THEY COLLECTIVELY ALLEGE DAMAGES OFAPPROXIMATELY $400,000. Damage Amount Requested: $400,000.00 Settlement Amount: $120,000.00 Broker Comment: MR. IRELAND'S EMPLOYER AGREED TO PAY THE [CUSTOMERS]AND [CUSTOMER] $120,000 IN RETURN FOR THE LIMITED PARTNERSHIPUNITS THEY HAD PURCHASED.MR. IRELAND WAS NOT NAMED AS A PARTY TO THISARBITRATION. IN ADDITION, MR. IRELAND WAS NOT ASKED TO, AND DIDNOT CONTRIBUTE TO THE SETTLEMENT.
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