DALE ALLEN PEARSON

DALE ALLEN PEARSON is currently employed as a Broker and/or Investment Adviser at MWA FINANCIAL SERVICES INC. located at 141 Megan Lane, Ottawa, KS, 66067.

DALE ALLEN PEARSON has worked at MWA FINANCIAL SERVICES INC. since July 27, 2015

Disclosure History

DALE ALLEN PEARSON has 1 Disclosure Event(s).

Date: August 12, 2010
Category: Financial
Type: Bankruptcy
Disposition: Discharged

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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