DALE LEARY SELF is currently employed as a Broker and/or Investment Adviser at J.P. MORGAN SECURITIES LLC located at 5635 N. ILLINOIS, INDIANAPOLIS, IN, 46208.
DALE LEARY SELF has worked at J.P. MORGAN SECURITIES LLC since October 01, 2012
Disclosure History
DALE LEARY SELF has 1 Disclosure Event(s).
Date: April 11, 2008 Category: Customer Dispute Allegations: CUSTOMER ALLEGES MISREPRESENTATION REGARDING A MUTUAL FUND PURCHASED ON 07/18/2007. Damage Amount Requested: $12,838.00 Settlement Amount: $12,800.00 Broker Comment: THE FIRM SETTLED THE COMPLAINT TO AVOID THE COST AND UNCERTAINTY OF LITIGATION, WITH NO ADMISSION OF WRONGDOING AND NO MONETARY CONTRIBUTION FROM THE REPRESENTATIVE.
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