DAMIAN PAUL GALLAGHER is currently employed as a Broker and/or Investment Adviser at BLUEROCK CAPITAL MARKETS LLC located at 4100 Newport Place, Suite 720, Newport Beach, CA, 92660.
DAMIAN PAUL GALLAGHER has worked at BLUEROCK CAPITAL MARKETS LLC since October 11, 2017
Disclosure History
DAMIAN PAUL GALLAGHER has 2 Disclosure Event(s).
Date: October 28, 2009 Category: Customer Dispute Allegations: [CUSTOMER], A CLIENT OF WOODBURY FINANCIAL SERVICES, HAS MADE ALLEGATIONS THAT WHOLESALER GALLAGHER AND HIS WOODBURY REGISTERED REPRESENTATIVE MADE MISREPRESENTATIONS ABOUT SAFETY, INCOME AND CASH FLOW IN CONNECTION WITH THE SALE OF A TENANT IN COMMON PROGRAM. Damage Amount Requested: $834,167.00 Settlement Amount: $65,000.00 Broker Comment: GRUBB & ELLIS SECURITIES AND GALLAGHER DENY THE ALLEGATIONS AND SUBMIT THAT WOODBURY FINANCIAL SERVICES AND THEIR RETAIL REGISTERED REPRESENTATIVES OF RECORD [THIRD PARTY] ARE RESPONSIBLE FOR ALL CLIENT CONTACT, PROVISION OF OFFERING DOCUMENTS, SUITABILITY DETERMINATIONS, ETC. GRUBB & ELLIS SECURITIES AND GALLAGHER ACTED MERELY AS THE SPONSOR'S MANAGING BROKER-DEALER AND WHOLESALER, RESPECTIVELY, AND HAD NO CUSTOMER RELATIONSHIP WITH THE CLAIMANT.
Date: August 19, 2009 Category: Customer Dispute Allegations: WHOLESALER GALLAGHER IS NOT NAMED AS A RESPONDENT IN THE ARBITRATION BUT IS MERELY MENTIONED IN THE CLAIM ALONG WITH THE REGISTERED REPRESENTATIVES OF RECORD FROM THE RETAIL BROKER-DEALER (MCL FINANCIAL) WHO ARE NAMED PARTIES TO THE ARBITRATION. ALLEGATION AGAINST GALLAGHER AND REGISTERED REPRESENTATIVES OF RECORD IS THAT THEY MADE VARIOUS MISREPRESENTATIONS ABOUT SAFETY, INCOME AND CASH FLOW IN CONNECTION WITH THE SALE OF A TENANT IN COMMON PROGRAM. ADDITIONAL ALLEGATIONS MADE AGAINST THE SELLING REGISTERED REPRESENTATIVES AND OTHER NAMED PARTIES DO NOT INVOLVE GALLAGHER. Damage Amount Requested: $418,718.00 Settlement Amount: $70,000.00 Broker Comment: GRUBB & ELLIS SECURITIES AND GALLAGHER DENY THE ALLEGATIONS AND SUBMIT THAT MCL FINANCIAL AND THE RETAIL REGISTERED REPRESENTATIVES OF RECORD (CLYDE AND FLATER) ARE RESPONSIBLE FOR ALL CLIENT CONTACT, PROVISION OF OFFERING DOCUMENTS, SUITABILITY DETERMINATIONS, ETC. GRUBB & ELLIS SECURITIES AND GALLAGHER (WHO WAS NOT NAMED IN THE ARBITRATION) ACTED MERELY AS THE SPONSOR'S MANAGING BROKER-DEALER AND WHOLESALER, RESPECTIVELY, AND HAD NO CUSTOMER RELATIONSHIP WITH THE CLAIMANT.
More Information
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