DAMON JEREMY BOYAR

DAMON JEREMY BOYAR is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 3837 NW BOCA RATON BLVD, SUITE 100, BOCA RATON, FL, 33431.

DAMON JEREMY BOYAR has worked at LPL FINANCIAL LLC since June 11, 2012

Disclosure History

DAMON JEREMY BOYAR has 5 Disclosure Event(s).

Date: April 02, 2015
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: July 15, 2013
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: REPRESENTATIVE RECEIVED CONFIRMATION OF SETTLEMENT ON 8/14/13

Date: May 16, 2012
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: May 16, 2012
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: August 21, 2008
Category: Customer Dispute
Allegations: CLIENT CONTENDS THAT BROKER MADE UNSUITABLE RECOMMENDATIONS FROM JANUARY 2006 TO PRESENT.
Damage Amount Requested: $729,409.72
Settlement Amount: $55,000.00
Broker Comment: BROKER CONTENDS THAT CLIENT WAS SUITABLE FOR AND INSISTENT UPON ACTIVE TRADING FOR THE PORTION OF HIS PORTFOLIO THAT HE INVESTED WITH BROKER; THAT MANY TRANSACTIONS WERE UNSOLICITED AND THAT CLIENT THOROUGHLY REVIEWED ALL RECOMMENDATIONS PRIOR TO AUTHORIZING TRADES.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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