DAMON KEVIN KINZIE

DAMON KEVIN KINZIE is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at Water Tower Hill, 105 West View Rd., 5th Floor, Colchester, VT, 05446.

DAMON KEVIN KINZIE has worked at MORGAN STANLEY since June 01, 2009

Disclosure History

DAMON KEVIN KINZIE has 2 Disclosure Event(s).

Date: July 16, 2016
Category: Customer Dispute
Allegations: CLIENT ALLEGES UNSUITABILITY WITH RESPECT TO INVESTMENTS - 2008.
Damage Amount Requested: $110,000.00

Date: July 15, 2002
Category: Customer Dispute
Allegations: THE CLIENT ALLEGED THAT THE FC FAILED IN HIS FIDUCIARY DUTY TO HIM. 2001 - 2002.
Damage Amount Requested: $30,000.00
Broker Comment: THE CLIENT'S CLAIM WAS DENIED.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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